As if our reputation as curmudgeonly and heartless defense lawyers needed burnishing, our post today gripes about how the Fifth Circuit affirmed the dismissal of two related cases brought by a decedent’s estate. This griping arguably ignores the sage advice we have received from a few trial judges to sit down and stop arguing after we have won some contested issue. Still we persist. Our non-heroic querulous efforts here are directed to a different sort of equality than those of more storied persistence—the equality of the parties in civil litigation in the eyes of the law. In literature, television, and film, the plucky little-guy plaintiff recovers against the big-guy corporate defendant despite the system being stacked against him. In our experience over the last three decades, many things favor the product liability plaintiff, especially when her case proceeds in a plaintiff-friendly jurisdiction against a deep-pocket medical product manufacturer from somewhere else. One of the least sensational and tangible of these factors is that judges tend to sympathize with injured plaintiffs. Relatedly, in our experience, they are very hesitant to hold the mistakes of the plaintiff lawyers—even those made quite consciously—against the plaintiffs.
“Hey, grump, what is wrong with having some sympathy or even a little empathy?” you may be asking. Nothing, we would say. These are fine qualities for humans to exhibit. (“Empathy” was even a pangram on Spelling BeeTM earlier this week.) They just are not supposed to play a role in who wins a motion or trial. While we are not so naive as to believe all juries push aside their sympathies in the face of relentless emotional overtures from the plaintiff lawyers, model civil jury instructions advise them to do so. In California, for instance, both the preliminary instructions and the ones about the duties of the judge and jury are emphatic: “Do not let bias, sympathy, prejudice, or public opinion influence your verdict” and “You must not let bias, sympathy, prejudice, or public opinion influence your decision.” Federal Rule of Evidence 403 and state equivalents also empower judges to exclude relevant evidence based on its risk of “unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence.” The notes of the federal rule from back in 1932 link “unfair prejudice” to playing on a jury’s sympathy: “These circumstances entail risks which range all the way from inducing decision on a purely emotional basis, at one extreme, to nothing more harmful than merely wasting time, at the other extreme” and “‘Unfair prejudice’ within its context means an undue tendency to suggest decision on an improper basis, commonly, though not necessarily, an emotional one.”
Judges are also urged not to let sympathy and emotional appeal enter their decision making. The United States Courts issue something called the Code of Conduct for United States Judges. We find a number of its provisions interesting and relevant to several decisions we have panned over the last year or so, but the one most relevant here is Canon 3A(1), which provides “A judge should be faithful to, and maintain professional competence in, the law and should not be swayed by partisan interests, public clamor, or fear of criticism.” Relatedly, “The duty under Canon 2 to act in a manner that promotes public confidence in the integrity and impartiality of the judiciary applies to all the judge’s activities, including the discharge of the judge’s adjudicative and administrative responsibilities.” Just as a judge should clearly not offer in an opinion that claims about failure to warn with prescription drugs tend to be bogus, statements of sympathy for the extent of injuries allegedly suffered by plaintiffs run contrary to these precepts even if sympathy actually plays no role in the judge’s ultimate decision. After all, Canon 2 referenced in the second quote is “A Judge Should Avoid Impropriety and the Appearance of Impropriety in All Activities.” Superfluous statements of sympathy are avoidable and may support the appearance of impropriety depending on how the court rules.
In Phillips v. Ethicon Endo-Surgery, Inc., — F.4th –, 2026 WL 2969090 (5th Cir. Oct. 2, 2026), an estate brought two separate suits for implied warranty, neither of which satisfied the well-known and easily met requirement of pre-suit notice for such claims in Texas. Plaintiff then acceded to having a final judgment entered in defendants’ favor in the first suit, which precluded her claims in the second suit. The overall record below was even worse for plaintiff than the thumbnail sketch here suggests, yet the conclusion of the Fifth Circuit’s decision affirming defendants’ judgment in both cases was apologetic:
Our sympathies are with Plaintiffs, who have suffered a horrible loss. Given Plaintiffs’ concessions and forfeiture, we find that they have not shown any reversible error in Phillips I or Phillips II.
Id. at *5. We have never seen a court write something akin to “we regret that we cannot exclude plaintiff’s general causation testimony that is utterly unsupported and unreliable” or “the law requires us to grant summary judgment to the defendant given plaintiff’s failure to come forward with admissible evidence to support any of her claims, but our sympathies demand that we rule otherwise.” Part of the issue here is that a court’s ruling on a Rule 12(b)(6), 56, or 702 motion should not depend on whether the plaintiff has suffered a “horrible loss” or is suing over a “tragic death,” as the first paragraph of Phillips writes. A plaintiff with modest injuries or whose decedent’s death was not tragic—if there is such a thing—has the same burdens. Pleading standards and state law prerequisites for warranty claims do not change based on the extent of sympathy for the plaintiff, just as they do not change based on whether the plaintiff has some immutable characteristic.
We have noted a number of times that an opinion’s description of plaintiff’s injuries and why the prescription medical product was used in the case can be indicators for how a court will rule. In Phillips, the court notes that the prescription surgical stapler was used in connection with the reapproximation of the decedent’s bowel after a length was resected, but it does not say why he had the surgery, which is relevant in a case where a bowel perforation led to sepsis. A more noteworthy omission from the opinion, however, is any criticism of plaintiff’s counsel. (There is criticism of defense counsel.) The first case against the manufacturer defendants was brought in federal court almost two years after the decedent’s injury began, yet plaintiff’s counsel never bothered to provide the required pre-suit notice on the two implied warranty claims asserted along with a design defect claim. After defendants raised the lack of notice in a motion to dismiss the first complaint, plaintiff merely filed an amended complaint that dropped the design defect claim without fixing the other issues. Id. at *1. This was at a point within the statute of limitations for implied warranty claims. Ultimately, a magistrate recommended that a motion to dismiss the second complaint be granted with prejudice as to a patently inapplicably claim for warranty of fitness for a particular purpose and without prejudice as to a claim for implied warranty of merchantability, which lacked sufficient factual allegations and pre-suit notice. Id. at *2. With dismissal on the horizon, plaintiff filed a new state court case against the hospital where the surgery occurred and a slightly different mix of manufacturer defendants. Then, in sequence, plaintiff did not oppose the adoption of the magistrate report and recommendation, the second case was removed to federal court, the judge in the first case adopted the report and recommendation but made it all with prejudice, the defendants moved to dismiss the second case, the magistrate recommended dismissal based on the prior judgment, and the court adopted it. Id. at *2-3. Along the way, plaintiff offered nothing suggesting a further amended complaint could fix the issues with the first two complaints, did not tell the federal court about the second case, and did not seek a voluntary dismissal to provide pre-suit notice or make sure the proper manufacturer entities had been sued. Plaintiff’s counsel even had “additional relevant facts” asserted in the second case that were not asserted in the first. Id. at *5.
In affirming the various decisions of the district court, the Fifth Circuit offered no rebuke to the plaintiff’s counsel for their various choices and gaffes. Surely, filing a second case in state court while the first is still pending in federal court and not informing the federal court could have been called out in starker terms, such as by invoking the duty of candor to a tribunal. It may be that losing two cases and a published appeal will provide some deterrence for plaintiff-lawyering like this. As outsiders, we can both express sympathy for the death of plaintiff’s decedent and decry the waste of judicial resources in the two cases she brought and lost. Courts have their own canons, though.





